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January 10, 2014
 
 
 
 
SEC to Step Up Reviews of New and Unexamined Advisors
by KENNETH CORBIN
 
The SEC is putting advisors on notice that its examiners will cast a wide net in their reviews of investment advisors over the coming year.
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CFP Board Moving to Shorter, Computer-Based Exams
by ANDREW COEN
 
The CFP Board announced this week that it's shortening its CFP certification exam and transitioning to a computer-based testing platform.
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